WESLEYAN FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
01651212
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wesleyan
    Colmore Circus Queensway
    Birmingham
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009711
    Web
    https://www.wesleyan.co.uk

  • Complaints Contact

    Colmore Circus
    Queensway
    Birmingham
    West Midlands
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009639

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Collection

  • Debt Advice

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stuart John Smart

    IRN SJS01426

    • (726)CF30 Customer (23 Mar 2016 to 12 Nov 2017)
  • Stuart McKinley

    IRN SXM83844

    • (746)4. Giving personal recommendations on retail investment products which are not broker funds
    • (748)[FCA CF] Functions requiring qualifications (since 14 Feb 2020)
    • (747)[FCA CF] Client dealing (since 14 Feb 2020)
  • Stuart Michael Garlick

    IRN SMG00018

    • (567)[FCA CF] Manager of certification employee (since 9 Dec 2019)
    • (1600)CF30 Customer (1 Nov 2007 to 6 Feb 2015)
    • (1602)CF21 Investment Adviser (25 Oct 2006 to 31 Oct 2007)
    • (1601)CF22 Investment Adviser (Trainee) (7 Apr 2006 to 25 Oct 2006)
  • Stuart Paul Gould

    IRN SPG00057

    • (282)CF30 Customer (9 Sep 2008 to 21 Jan 2011)
  • Stuart Peter Brown

    IRN SPB00045

    • (791)SMF24 Chief Operations (since 19 Mar 2020)
  • Stuart Randall

    IRN SDR00032

    • (1490)CF30 Customer (17 Jan 2011 to 5 Nov 2012)
  • Stuart Vockins

    IRN SXV01407

    • (792)SMF16 Compliance Oversight (since 9 Dec 2019)
    • (2286)CF10 Compliance Oversight (26 Jan 2016 to 8 Dec 2019)
  • Sukhbir Chahil

    IRN SKB01078

    • (852)CF30 Customer (23 Apr 2012 to 18 Oct 2013)
  • Sukhvinder Dhingra

    IRN SXD01681

    • (2073)CF30 Customer (20 Jul 2012 to 3 Jun 2015)
  • Sunil Kapil Kumar

    IRN SKK01024

    • (2014)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Feb 2021)
    • (2013)[FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2021)
    • (2012)CF30 Customer (28 Feb 2018 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (786)SMF3 Executive Director

  2. controlled function added: (785)SMF10 Chair of the Risk Committee

  3. controlled function added: (784)SMF13 Chair of the Nominations Committee

  4. controlled function added: (783)SMF18 Other Overall Responsibility

  5. controlled function added: (782)SMF12 Chair of the Remuneration Committee

  6. controlled function added: (781)SMF9 Chair of the Governing Body

  7. controlled function added: (780)SMF4 Chief Risk

  8. controlled function added: (779)SMF3 Executive Director

  9. controlled function added: (778)SMF11 Chair of the Audit Committee

  10. controlled function added: (777)SMF1 Chief Executive

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