Sukhvinder Dhingra

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 26 May 2023)
    • CF30 Customer (since 24 May 2023)
    • [FCA CF] Functions requiring qualifications (29 Mar 2023 to 26 May 2023)
    • [FCA CF] Client dealing (29 Mar 2023 to 26 May 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Oct 2021)
    • CF30 Customer (21 Jul 2015 to 31 Oct 2021)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (20 Jul 2012 to 3 Jun 2015)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (8 Jun 2011 to 30 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.