Stuart John Smart

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quilter Cheviot Limited (no longer approved here)
FRN 124259
- [FCA CF] Client dealing (16 Apr 2025 to 25 Mar 2026)
- [FCA CF] Functions requiring qualifications (16 Apr 2025 to 19 Jan 2026)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- Appointed representative dealing with clients for which they require qualification (5 Sep 2022 to 16 Apr 2025)
- CF30 Customer (22 Aug 2022 to 16 Apr 2025)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (15 Nov 2017 to 26 Dec 2018)
WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 134753
- CF30 Customer (23 Mar 2016 to 12 Nov 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.