Stuart Randall

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cherwell Financial Services Limited

    FRN 624548

    • 11. Pension transfer specialist
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (11 Sep 2017 to 8 Dec 2019)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • CF30 Customer (16 Nov 2012 to 11 Sep 2017)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (18 Jan 2011 to 24 Jan 2011)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (17 Jan 2011 to 5 Nov 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (16 Jan 2002 to 16 Jan 2002)
    • CF21 Investment Adviser (16 Jan 2002 to 25 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

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