Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 14 Feb 2020)
    • [FCA CF] Functions requiring qualifications (since 14 Feb 2020)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (26 Feb 2018 to 9 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.