Stuart Vockins

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WESLEYAN FINANCIAL SERVICES LIMITED
FRN 134753
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (26 Jan 2016 to 8 Dec 2019)
Wesleyan Unit Trust Managers Limited
FRN 175798
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (26 Jan 2016 to 8 Dec 2019)
Wesleyan Assurance Society
FRN 110873
- SMF16 Compliance Oversight (since 10 Dec 2018)
- CF10 Compliance Oversight (26 Jan 2016 to 9 Dec 2018)
HTB LEASING & FINANCE LTD (no longer approved here)
FRN 165116
- SMF16 Compliance Oversight (7 Mar 2016 to 28 Feb 2022)
- CF10 Compliance Oversight (26 Jan 2016 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.