Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Oakwood Capital Wealth Management Limited
FRN 1011382
- (1)Employed By (since 2 Jan 2026)
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 11 Jan 2022)
- CF30 Customer (since 9 Dec 2021)
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- Employed By (18 Sep 2024 to 2 Jan 2026)
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- Employed By (9 Dec 2021 to 2 Oct 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Feb 2021)
- CF30 Customer (28 Feb 2018 to 8 Dec 2019)
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- CF30 Customer (15 Jul 2015 to 14 Nov 2017)
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- CF30 Customer (8 Aug 2012 to 1 Oct 2015)
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- (519)Employed By (8 Aug 2012 to 1 Oct 2015)
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- CF30 Customer (23 Feb 2009 to 31 Jul 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.