Waystone Financial Investments Limited

• Principal Place of Business

  3rd Floor, Central Square

  29 Wellington Street

  Leeds

  LS1 4DL

  UNITED KINGDOM

  Phone

  +4403459220044

  Web

  https://www.fundsolutions.net

• Complaints Contact

  3rd Floor

  Central Square

  29 Wellington Street

  Leeds

  LS1 4DL

  UNITED KINGDOM

  Phone

  +4403459220044

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mandakini Navnitlal McConnell

  IRN MNM01066

  • SMF16 Compliance Oversight (since 5 May 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 May 2025)
• Marcus Hand

  IRN MXH01895

  • [FCA CF] Material risk taker (8 Apr 2024 to 31 Jul 2024)
• Mark Norman Kemp-Gee

  IRN MNK01004

  • CF8 Apportionment and Oversight (1 Dec 2001 to 16 Aug 2004)
  • CF1 Director (1 Dec 2001 to 16 Aug 2004)
  • CF3 Chief Executive (1 Dec 2001 to 16 Aug 2004)
• Mark Stuart Ross

  IRN MSR01080

  • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jan 2023 to 1 Jul 2025)
  • SMF16 Compliance Oversight (19 Nov 2021 to 1 Jul 2025)
  • [FCA CF] Material risk taker (23 Nov 2020 to 19 Nov 2021)
• Matthew Barnet Parden

  IRN MBP01017

  • CF21 Investment Adviser (31 Jan 2002 to 31 Jan 2002)
• Michael Charles Phillips

  IRN MCP01042

  • CF1 Director (27 Aug 2004 to 29 Aug 2006)
• Michael James Daly

  IRN MXD00408

  • [FCA CF] Client dealing (since 3 Apr 2025)
  • [FCA CF] Material risk taker (since 3 Apr 2025)
• Nakundwa Seushi Kitambi

  IRN NXK00210

  • SMF5 Head of Internal Audit (since 11 Feb 2026)
  • [FCA CF] Material risk taker (19 Oct 2022 to 11 Feb 2026)
  • [FCA CF] Significant management (19 Oct 2022 to 11 Feb 2026)
• Neal Morar

  IRN NXM01115

  • CF28 Systems and controls (1 Nov 2007 to 29 Nov 2007)
  • CF1 Director (29 Aug 2006 to 29 Nov 2007)
  • CF13 Finance (29 Aug 2006 to 31 Oct 2007)
• Neil Boddy

  IRN NXB00201

  • [FCA CF] Material risk taker (since 10 Dec 2020)
  • [FCA CF] Significant management (since 10 Dec 2020)

No changes recorded yet.