Mark Stuart Ross

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED (no longer approved here)

    FRN 121795

    • (126)SMF17 Money Laundering Reporting Officer (MLRO) (30 Jan 2023 to 16 May 2025)
    • (127)SMF16 Compliance Oversight (19 Nov 2021 to 16 May 2025)
  • Waystone Financial Investments Limited (no longer approved here)

    FRN 169586

    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jan 2023 to 1 Jul 2025)
    • SMF16 Compliance Oversight (19 Nov 2021 to 1 Jul 2025)
    • [FCA CF] Material risk taker (23 Nov 2020 to 19 Nov 2021)
  • Link Fund Solutions Limited (no longer approved here)

    FRN 119197

    • SMF18 Other Overall Responsibility (19 Nov 2021 to 14 Dec 2023)
    • [FCA CF] Material risk taker (23 Nov 2020 to 19 Nov 2021)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF1 Director (AR) (6 Dec 2010 to 31 Mar 2014)
    • CF1 Director (1 Jan 2008 to 31 Mar 2014)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (126)SMF17 Money Laundering Reporting Officer (MLRO) at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

  2. controlled function added: (127)SMF16 Compliance Oversight at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED