Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hudson Advisors UK Limited (no longer approved here)

    FRN 517678

    • CF1 Director (19 Nov 2012 to 27 Jan 2019)
    • CF11 Money Laundering Reporting (10 Sep 2012 to 1 Sep 2017)
    • CF30 Customer (10 Sep 2012 to 8 Dec 2019)
  • PineBridge Investments Europe Limited (no longer approved here)

    FRN 122531

    • CF28 Systems and controls (19 Mar 2008 to 23 Mar 2012)
    • CF1 Director (19 Mar 2008 to 23 Mar 2012)
  • Link Fund Solutions Limited (no longer approved here)

    FRN 119197

    • CF28 Systems and controls (1 Nov 2007 to 29 Nov 2007)
    • CF13 Finance (30 Jan 2006 to 31 Oct 2007)
    • CF1 Director (26 Nov 2004 to 29 Nov 2007)
  • WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED (no longer approved here)

    FRN 121795

    • (7)CF28 Systems and controls (1 Nov 2007 to 29 Nov 2007)
    • (8)CF13 Finance (30 Jan 2006 to 31 Oct 2007)
    • (9)CF1 Director (26 Nov 2004 to 29 Nov 2007)
  • Waystone Financial Investments Limited (no longer approved here)

    FRN 169586

    • CF28 Systems and controls (1 Nov 2007 to 29 Nov 2007)
    • CF1 Director (29 Aug 2006 to 29 Nov 2007)
    • CF13 Finance (29 Aug 2006 to 31 Oct 2007)
  • MUFG Corporate Markets Trustees (UK) Limited (no longer approved here)

    FRN 184113

    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Dec 2001)
    • CF13 Finance (1 Dec 2001 to 1 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (7)CF28 Systems and controls at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

  2. controlled function added: (8)CF13 Finance at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

  3. controlled function added: (9)CF1 Director at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED