Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (19 Nov 2012 to 27 Jan 2019)
- CF11 Money Laundering Reporting (10 Sep 2012 to 1 Sep 2017)
- CF30 Customer (10 Sep 2012 to 8 Dec 2019)
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- CF28 Systems and controls (19 Mar 2008 to 23 Mar 2012)
- CF1 Director (19 Mar 2008 to 23 Mar 2012)
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- CF28 Systems and controls (1 Nov 2007 to 29 Nov 2007)
- CF13 Finance (30 Jan 2006 to 31 Oct 2007)
- CF1 Director (26 Nov 2004 to 29 Nov 2007)
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- (7)CF28 Systems and controls (1 Nov 2007 to 29 Nov 2007)
- (8)CF13 Finance (30 Jan 2006 to 31 Oct 2007)
- (9)CF1 Director (26 Nov 2004 to 29 Nov 2007)
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- CF28 Systems and controls (1 Nov 2007 to 29 Nov 2007)
- CF1 Director (29 Aug 2006 to 29 Nov 2007)
- CF13 Finance (29 Aug 2006 to 31 Oct 2007)
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- CF11 Money Laundering Reporting (1 Dec 2001 to 1 Dec 2001)
- CF13 Finance (1 Dec 2001 to 1 Dec 2001)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (7)CF28 Systems and controls at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED
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controlled function added: (8)CF13 Finance at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED
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controlled function added: (9)CF1 Director at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED