Waystone Financial Investments Limited

• Principal Place of Business

  3rd Floor, Central Square

  29 Wellington Street

  Leeds

  LS1 4DL

  UNITED KINGDOM

  Phone

  +4403459220044

  Web

  https://www.fundsolutions.net

• Complaints Contact

  3rd Floor

  Central Square

  29 Wellington Street

  Leeds

  LS1 4DL

  UNITED KINGDOM

  Phone

  +4403459220044

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan David Pritchard

  IRN JDP01078

  • [FCA CF] Material risk taker (23 Nov 2020 to 23 Apr 2021)
• Jonathan Eadie

  IRN JJE01020

  • CF10 Compliance Oversight (29 Aug 2006 to 31 Dec 2008)
  • CF1 Director (29 Aug 2006 to 31 Dec 2008)
• Jonathan Mark Donne

  IRN JXM00676

  • SMF18 Other Overall Responsibility (since 24 Feb 2026)
  • [FCA CF] Material risk taker (3 Dec 2020 to 24 Feb 2026)
  • [FCA CF] CASS oversight function (3 Dec 2020 to 24 Feb 2026)
• Karl Joseph Midl

  IRN KJM01106

  • SMF3 Executive Director (9 Dec 2019 to 26 May 2021)
  • CF1 Director (13 Aug 2007 to 8 Dec 2019)
• Keith Marsden

  IRN KXM01228

  • CF1 Director (13 Jun 2007 to 2 Nov 2007)
  • CF3 Chief Executive (29 Aug 2006 to 13 Jun 2007)
  • CF8 Apportionment and Oversight (29 Aug 2006 to 13 Jun 2007)
• Keith Robert Crabb

  IRN KRC01010

  • CF1 Director (1 Dec 2001 to 31 Jan 2002)
  • CF10 Compliance Oversight (1 Dec 2001 to 31 Jan 2002)
• Kevin Edward Ewer

  IRN KEE01008

  • [FCA CF] Significant management (since 3 Apr 2025)
  • [FCA CF] Client dealing (since 3 Apr 2025)
  • [FCA CF] Manager of certification employee (since 3 Apr 2025)
  • [FCA CF] Material risk taker (since 3 Apr 2025)
• Laila Pervin Khan

  IRN LXK86395

  • [FCA CF] Material risk taker (10 Dec 2020 to 31 Aug 2022)
  • [FCA CF] Significant management (10 Dec 2020 to 31 Aug 2022)
• Laurence Everitt

  IRN LXE01079

  • CF1 Director (13 Aug 2007 to 18 Feb 2011)
• Malcolm David Earl

  IRN MDE01014

  • CF1 Director (1 Dec 2001 to 31 Jan 2002)

No changes recorded yet.