Laurence Everitt

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Northern Trust Global Services SE
FRN 829966
- SMF19 Head of Overseas Branch/Head of Overseas (since 6 Apr 2021)
- SMF21 EEA Branch Senior Manager (EBSM) (1 Mar 2019 to 10 Nov 2022)
Northern Trust Securities LLP
FRN 465131
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (30 Aug 2017 to 8 Dec 2019)
The Northern Trust Company (no longer approved here)
FRN 122020
- [PRA CF] Significant risk taker or Material risk taker (17 Apr 2018 to 9 Apr 2025)
- [FCA CF] Significant management (7 Mar 2017 to 9 Apr 2025)
Waystone Financial Investments Limited (no longer approved here)
FRN 169586
- CF1 Director (13 Aug 2007 to 18 Feb 2011)
Link Fund Solutions Limited (no longer approved here)
FRN 119197
- CF1 Director (7 Jun 2006 to 18 Feb 2011)
WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED (no longer approved here)
FRN 121795
- (95)CF1 Director (15 Nov 2005 to 18 Feb 2011)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (95)CF1 Director at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.