Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Waystone Financial Investments Limited
FRN 169586
- SMF18 Other Overall Responsibility (since 24 Feb 2026)
- [FCA CF] Material risk taker (3 Dec 2020 to 24 Feb 2026)
- [FCA CF] CASS oversight function (3 Dec 2020 to 24 Feb 2026)
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Waystone Management (UK) Limited
FRN 429093
- SMF18 Other Overall Responsibility (since 8 Jul 2024)
- [FCA CF] CASS oversight function (9 Oct 2023 to 8 Jul 2024)
- [FCA CF] Material risk taker (9 Oct 2023 to 8 Jul 2024)
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- [FCA CF] Material risk taker (3 Dec 2020 to 9 Oct 2023)
- [FCA CF] CASS oversight function (3 Dec 2020 to 9 Oct 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.