Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 25 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Jan 2026)
    • SMF16 Compliance Oversight (since 14 Jan 2026)
  • Mirabaud Asset Management Limited (no longer approved here)

    FRN 122140

    • [FCA CF] Material risk taker (29 Mar 2021 to 31 May 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 30 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 May 2025)
    • CF11 Money Laundering Reporting (29 Apr 2015 to 8 Dec 2019)
    • CF10a CASS Oversight function (29 Apr 2015 to 25 Sep 2019)
    • CF10 Compliance Oversight (13 Oct 2014 to 8 Dec 2019)
  • Waystone Financial Investments Limited (no longer approved here)

    FRN 169586

    • CF1 Director (29 Aug 2006 to 31 Dec 2008)
    • CF10 Compliance Oversight (29 Aug 2006 to 31 Dec 2008)
  • Link Fund Solutions Limited (no longer approved here)

    FRN 119197

    • CF1 Director (21 Nov 2005 to 31 Dec 2008)
    • CF10 Compliance Oversight (19 Sep 2005 to 31 Dec 2008)
  • WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED (no longer approved here)

    FRN 121795

    • (109)CF1 Director (21 Nov 2005 to 31 Dec 2008)
    • (108)CF10 Compliance Oversight (19 Sep 2005 to 31 Dec 2008)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (108)CF10 Compliance Oversight at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

  2. controlled function added: (109)CF1 Director at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED