Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (since 25 Feb 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Jan 2026)
- SMF16 Compliance Oversight (since 14 Jan 2026)
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- [FCA CF] Material risk taker (29 Mar 2021 to 31 May 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 30 May 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 May 2025)
- CF11 Money Laundering Reporting (29 Apr 2015 to 8 Dec 2019)
- CF10a CASS Oversight function (29 Apr 2015 to 25 Sep 2019)
- CF10 Compliance Oversight (13 Oct 2014 to 8 Dec 2019)
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- CF1 Director (29 Aug 2006 to 31 Dec 2008)
- CF10 Compliance Oversight (29 Aug 2006 to 31 Dec 2008)
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- CF1 Director (21 Nov 2005 to 31 Dec 2008)
- CF10 Compliance Oversight (19 Sep 2005 to 31 Dec 2008)
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- (109)CF1 Director (21 Nov 2005 to 31 Dec 2008)
- (108)CF10 Compliance Oversight (19 Sep 2005 to 31 Dec 2008)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (108)CF10 Compliance Oversight at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED
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controlled function added: (109)CF1 Director at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED