INVESTEC INTERNATIONAL PRIVATE OFFICE LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Investec International Private Office Limited30 Gresham StreetLondonEC2V 7QPUNITED KINGDOM- Phone
- +442075974000
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Complaints Contact
Investec International Private Office Limited30 Gresham StreetLondonEC2V 7QPUNITED KINGDOM- Phone
- +442075972237
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Anna de Rosier
IRN AXD00841
- [FCA CF] Significant management (since 14 Apr 2026)
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Brendan Ross
IRN BXR00074
- [FCA CF] Client dealing (since 1 Apr 2026)
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Gillian Wakefield
IRN GXW01508
- SMF3 Executive Director (1 Feb 2021 to 29 Dec 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (1 Feb 2021 to 29 Dec 2023)
- SMF16 Compliance Oversight (1 Feb 2021 to 29 Dec 2023)
- [FCA CF] Significant management (2 Jan 2021 to 3 Jan 2021)
- [FCA CF] Functions requiring qualifications (2 Jan 2021 to 3 Jan 2021)
- [FCA CF] Client dealing (17 Aug 2020 to 29 Dec 2023)
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John Alexander Glynn Davies
IRN JAD01146
- SMF3 Executive Director (17 Dec 2019 to 31 Mar 2023)
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John Heathcote Grant
IRN JHG01040
- CF1 Director (19 Feb 2019 to 16 Oct 2019)
- CF30 Customer (30 Aug 2018 to 16 Oct 2019)
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Jonathan Eadie
IRN JJE01020
- SMF3 Executive Director (since 25 Feb 2026)
- SMF16 Compliance Oversight (since 14 Jan 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Jan 2026)
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Mark David Henson
IRN MXH00600
- [FCA CF] Client dealing (since 1 Apr 2026)
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Mark Weston Shand Hudson
IRN MWH01055
- CF1 Director (9 Nov 2017 to 25 Mar 2019)
- CF30 Customer (9 Nov 2017 to 25 Mar 2019)
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Matthew Thomas Stemp
IRN MTS01047
- Director of firm who is not a certification employee or a SMF manager (1 May 2023 to 29 Dec 2023)
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Nicholas John William Hooper
IRN NJH01100
- SMF17 Money Laundering Reporting Officer (MLRO) (28 Mar 2024 to 24 Feb 2026)
- SMF16 Compliance Oversight (28 Mar 2024 to 24 Feb 2026)
- [FCA CF] Functions requiring qualifications (10 Aug 2022 to 24 Feb 2026)
- [FCA CF] Client dealing (1 Apr 2020 to 24 Feb 2026)
- SMF3 Executive Director (9 Dec 2019 to 24 Feb 2026)
- CF10 Compliance Oversight (6 Dec 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (6 Dec 2017 to 8 Dec 2019)
- CF1 Director (15 Sep 2017 to 8 Dec 2019)
- CF30 Customer (15 Sep 2017 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.