Matthew Thomas Stemp

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • INVESTEC INTERNATIONAL PRIVATE OFFICE LIMITED (no longer approved here)

    FRN 780642

    • Director of firm who is not a certification employee or a SMF manager (1 May 2023 to 29 Dec 2023)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF30 Customer (1 Nov 2007 to 19 Feb 2010)
    • CF8 Apportionment and Oversight (5 Oct 2005 to 31 Oct 2007)
    • CF3 Chief Executive (5 Oct 2005 to 19 Feb 2010)
    • CF1 Director (1 Apr 2003 to 19 Feb 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • UBS Asset Management Funds Ltd (no longer approved here)

    FRN 141661

    • CF8 Apportionment and Oversight (5 Oct 2005 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 14 Feb 2007)
  • UBS Asset Management Life Ltd (no longer approved here)

    FRN 186527

    • CF8 Apportionment and Oversight (5 Oct 2005 to 16 Nov 2006)
    • CF1 Director (1 Dec 2001 to 14 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.