Gillian Wakefield

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

INVESTEC INTERNATIONAL PRIVATE OFFICE LIMITED (no longer approved here)
FRN 780642
- SMF17 Money Laundering Reporting Officer (MLRO) (1 Feb 2021 to 29 Dec 2023)
- SMF3 Executive Director (1 Feb 2021 to 29 Dec 2023)
- SMF16 Compliance Oversight (1 Feb 2021 to 29 Dec 2023)
- [FCA CF] Significant management (2 Jan 2021 to 3 Jan 2021)
- [FCA CF] Functions requiring qualifications (2 Jan 2021 to 3 Jan 2021)
- [FCA CF] Client dealing (17 Aug 2020 to 29 Dec 2023)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (9 Jul 2012 to 16 Jun 2015)
HSBC Global Asset Management (UK) Limited (no longer approved here)
FRN 122335
- CF30 Customer (9 Jul 2012 to 16 Jun 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.