Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Jupiter Asset Management Limited (no longer approved here)

    FRN 141274

    • CF10a CASS Oversight function (1 Oct 2011 to 26 Sep 2014)
    • CF1 Director (6 Feb 2008 to 26 Sep 2014)
  • Link Fund Solutions Limited (no longer approved here)

    FRN 119197

    • CF1 Director (13 Jun 2007 to 2 Nov 2007)
    • CF8 Apportionment and Oversight (1 Jan 2006 to 13 Jun 2007)
    • CF3 Chief Executive (1 Jan 2006 to 13 Jun 2007)
  • WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED (no longer approved here)

    FRN 121795

    • (18)CF1 Director (13 Jun 2007 to 2 Nov 2007)
    • (16)CF8 Apportionment and Oversight (1 Jan 2006 to 13 Jun 2007)
    • (17)CF3 Chief Executive (1 Jan 2006 to 13 Jun 2007)
  • Waystone Financial Investments Limited (no longer approved here)

    FRN 169586

    • CF1 Director (13 Jun 2007 to 2 Nov 2007)
    • CF8 Apportionment and Oversight (29 Aug 2006 to 13 Jun 2007)
    • CF3 Chief Executive (29 Aug 2006 to 13 Jun 2007)
  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • CF1 Director (1 Dec 2001 to 1 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (16)CF8 Apportionment and Oversight at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

  2. controlled function added: (17)CF3 Chief Executive at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

  3. controlled function added: (18)CF1 Director at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED