Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10a CASS Oversight function (1 Oct 2011 to 26 Sep 2014)
- CF1 Director (6 Feb 2008 to 26 Sep 2014)
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- CF1 Director (13 Jun 2007 to 2 Nov 2007)
- CF8 Apportionment and Oversight (1 Jan 2006 to 13 Jun 2007)
- CF3 Chief Executive (1 Jan 2006 to 13 Jun 2007)
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- (18)CF1 Director (13 Jun 2007 to 2 Nov 2007)
- (16)CF8 Apportionment and Oversight (1 Jan 2006 to 13 Jun 2007)
- (17)CF3 Chief Executive (1 Jan 2006 to 13 Jun 2007)
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- CF1 Director (13 Jun 2007 to 2 Nov 2007)
- CF8 Apportionment and Oversight (29 Aug 2006 to 13 Jun 2007)
- CF3 Chief Executive (29 Aug 2006 to 13 Jun 2007)
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- CF1 Director (1 Dec 2001 to 1 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (16)CF8 Apportionment and Oversight at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED
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controlled function added: (17)CF3 Chief Executive at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED
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controlled function added: (18)CF1 Director at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED