USS Investment Management Limited

• Principal Place of Business

  6th Floor

  60 Threadneedle Street

  London

  EC2R 8HP

  UNITED KINGDOM

  Phone

  +4402079720300

  Web

  https://www.uss.co.uk

• Complaints Contact

  6th Floor

  60 Threadneedle Street

  London

  EC2R 8HP

  UNITED KINGDOM

  Phone

  +4402039857481

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Bronte Louise Somes

  IRN BLS01008

  • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2024)
• Burcuhan Ugurtas

  IRN BXU01013

  • [FCA CF] Client dealing (since 1 Apr 2022)
• Carol Young

  IRN CXB01238

  • [FCA CF] Manager of certification employee (since 1 Apr 2026)
  • SMF7 Group Entity Senior Manager (4 Sep 2023 to 1 Apr 2026)
• Christopher Allen

  IRN CXA01258

  • [FCA CF] Client dealing (since 16 Sep 2024)
• Christopher Paul Rowlands

  IRN CPR01031

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Jan 2024)
  • CF2 Non Executive Director (3 Mar 2015 to 8 Dec 2019)
• Christopher Paul Shale

  IRN CPS01055

  • [FCA CF] Manager of certification employee (since 1 Apr 2024)
  • [FCA CF] Significant management (since 1 Apr 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (5 Sep 2012 to 8 Dec 2019)
• Claudia Woo-Kai-Fong

  IRN CXW00477

  • [FCA CF] Client dealing (since 16 Aug 2022)
• Clive Stuart Brown

  IRN CSB01065

  • CF2 Non Executive Director (3 Jan 2014 to 28 Aug 2014)
• Colin David Pratt

  IRN CDP01022

  • CF30 Customer (5 Sep 2012 to 16 Apr 2013)
• Colin Paul Behar

  IRN CXB02202

  • [FCA CF] Client dealing (since 10 Aug 2022)

No changes recorded yet.