Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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USS Investment Management Limited
FRN 564285
- [FCA CF] Client dealing (since 16 Sep 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 29 Feb 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Feb 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
- CF30 Customer (1 Dec 2009 to 8 Dec 2019)
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- [FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Feb 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 29 Feb 2024)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (9 Nov 2006 to 31 Oct 2007)
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- [FCA CF] Client dealing (9 Dec 2019 to 29 Feb 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Feb 2024)
- CF30 Customer (12 Mar 2009 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 29 Feb 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Feb 2024)
- CF30 Customer (10 Mar 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.