Bronte Louise Somes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • USS Investment Management Limited

    FRN 564285

    • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2024)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • [FCA CF] Manager of certification employee (27 Aug 2020 to 17 Aug 2023)
    • [FCA CF] Client dealing (27 Aug 2020 to 17 Aug 2023)
    • [FCA CF] Material risk taker (27 Aug 2020 to 17 Aug 2023)
    • CF30 Customer (24 Jun 2016 to 8 Dec 2019)
  • UBS Asset Management Funds Ltd (no longer approved here)

    FRN 141661

    • [FCA CF] Material risk taker (27 Aug 2020 to 17 Aug 2023)
    • [FCA CF] Client dealing (27 Aug 2020 to 17 Aug 2023)
    • [FCA CF] Manager of certification employee (27 Aug 2020 to 17 Aug 2023)
    • CF30 Customer (24 Jun 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.