USS Investment Management Limited

• Principal Place of Business

  6th Floor

  60 Threadneedle Street

  London

  EC2R 8HP

  UNITED KINGDOM

  Phone

  +4402079720300

  Web

  https://www.uss.co.uk

• Complaints Contact

  6th Floor

  60 Threadneedle Street

  London

  EC2R 8HP

  UNITED KINGDOM

  Phone

  +4402039857481

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Cyril Bosch

  IRN CXB02030

  • [FCA CF] Client dealing (27 Sep 2021 to 26 Aug 2022)
• DAVID THOMAS HEATON

  IRN DXH00875

  • SMF16 Compliance Oversight (since 18 Feb 2025)
• Damian Martin Holland

  IRN DMH01206

  • [FCA CF] Significant management (since 9 Dec 2019)
• Daniel Andrew Holmes

  IRN DXH00927

  • [FCA CF] Significant management (since 2 Jun 2025)
• Danila Gallarato

  IRN DXG01419

  • CF30 Customer (5 Sep 2012 to 17 May 2013)
• David Edward Rimmer

  IRN DER01060

  • [FCA CF] Significant management (since 9 Dec 2019)
• David Ian Frank

  IRN DIF01011

  • [FCA CF] Manager of certification employee (since 1 Apr 2024)
  • [FCA CF] Significant management (since 1 Apr 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (5 Sep 2012 to 8 Dec 2019)
• David Stephen Webster

  IRN DSW01047

  • CF28 Systems and controls (4 Dec 2012 to 22 Jan 2013)
  • CF11 Money Laundering Reporting (5 Sep 2012 to 1 Sep 2013)
  • CF1 Director (5 Sep 2012 to 1 Sep 2014)
• Debora Confortini

  IRN DXC18023

  • [FCA CF] Client dealing (since 18 Dec 2024)
• Dominic Ian Gibb

  IRN DIG01019

  • [FCA CF] Manager of certification employee (since 1 Apr 2026)
  • [FCA CF] Significant management (since 1 Apr 2026)
  • SMF2 Chief Finance (9 Dec 2019 to 1 Apr 2026)
  • CF28 Systems and controls (29 Aug 2019 to 8 Dec 2019)

No changes recorded yet.