Clive Stuart Brown

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 189154

    • SMF3 Executive Director (9 Dec 2019 to 12 Nov 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 12 Nov 2020)
    • CF3 Chief Executive (1 Oct 2014 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2014 to 8 Dec 2019)
    • CF1 Director (1 Oct 2014 to 8 Dec 2019)
  • USS Investment Management Limited (no longer approved here)

    FRN 564285

    • CF2 Non Executive Director (3 Jan 2014 to 28 Aug 2014)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • CF29 Significant management (25 May 2011 to 27 Apr 2012)
    • CF1 Director (1 Feb 2006 to 22 Dec 2010)
    • CF8 Apportionment and Oversight (8 Jan 2004 to 31 Oct 2007)
  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • CF1 Director (5 Jan 2010 to 14 Apr 2011)
    • CF3 Chief Executive (5 Jan 2010 to 24 Apr 2012)
    • CF8 Apportionment and Oversight (8 Jan 2004 to 31 Mar 2009)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF29 Significant management (1 Nov 2007 to 14 Apr 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (8 Jan 2004 to 31 Oct 2007)
  • JPMorgan Funds Limited (no longer approved here)

    FRN 119346

    • CF1 Director (1 Feb 2006 to 11 Dec 2009)
    • CF8 Apportionment and Oversight (8 Jan 2004 to 31 Oct 2007)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • CF1 Director (1 Feb 2006 to 31 Jul 2009)
    • CF8 Apportionment and Oversight (1 Feb 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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