Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Apr 2024)
    • [FCA CF] Significant management (since 1 Apr 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (5 Sep 2012 to 8 Dec 2019)
  • RWC Asset Management LLP (no longer approved here)

    FRN 474286

    • CF30 Customer (28 Aug 2008 to 18 Jan 2010)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF21 Investment Adviser (18 Jun 2002 to 2 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.