Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Apr 2026)
    • SMF7 Group Entity Senior Manager (4 Sep 2023 to 1 Apr 2026)
  • RBS Collective Investment Funds Limited (no longer approved here)

    FRN 122139

    • [PRA CF] Significant risk taker or Material risk taker (19 Jan 2023 to 28 Feb 2023)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (1 Jan 2021 to 28 Feb 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 11 Jul 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [PRA CF] Significant risk taker or Material risk taker (14 May 2019 to 28 Feb 2023)
  • The Royal Bank of Scotland International Limited (no longer approved here)

    FRN 760675

    • [PRA CF] Significant risk taker or Material risk taker (14 May 2019 to 28 Feb 2023)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Material risk taker (7 Mar 2016 to 28 Feb 2023)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF30 Customer (1 Nov 2007 to 29 May 2009)
    • CF22 Investment Adviser (Trainee) (15 Jan 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (19 Mar 2004 to 15 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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