Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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USS Investment Management Limited
FRN 564285
- [FCA CF] Manager of certification employee (since 1 Apr 2026)
- SMF7 Group Entity Senior Manager (4 Sep 2023 to 1 Apr 2026)
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- [PRA CF] Significant risk taker or Material risk taker (19 Jan 2023 to 28 Feb 2023)
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- [FCA CF] Manager of certification employee (1 Jan 2021 to 28 Feb 2023)
- [FCA CF] Material risk taker (7 Mar 2016 to 11 Jul 2023)
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- [PRA CF] Significant risk taker or Material risk taker (14 May 2019 to 28 Feb 2023)
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- [PRA CF] Significant risk taker or Material risk taker (14 May 2019 to 28 Feb 2023)
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- [FCA CF] Material risk taker (7 Mar 2016 to 28 Feb 2023)
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- CF30 Customer (1 Nov 2007 to 29 May 2009)
- CF22 Investment Adviser (Trainee) (15 Jan 2007 to 31 Oct 2007)
- CF21 Investment Adviser (19 Mar 2004 to 15 Jan 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.