UBS Asset Management Funds Ltd

• Principal Place of Business

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com

• Complaints Contact

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Runs Investment Funds

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Hong Jiun Lim

  IRN HJL01046

  • CF30 Customer (9 Oct 2015 to 17 Nov 2015)
• Howard Michael Meaney

  IRN HMM01076

  • [FCA CF] Material risk taker (13 Jan 2021 to 12 Jan 2022)
  • [FCA CF] Client dealing (13 Jan 2021 to 12 Jan 2022)
  • SMF18 Other Overall Responsibility (9 Dec 2019 to 5 Nov 2020)
  • Responsible for Insurance Distribution (1 Oct 2018 to 5 Nov 2020)
  • CF29 Significant management (28 Oct 2014 to 8 Dec 2019)
  • Responsible for Insurance Mediation (28 Oct 2014 to 30 Sep 2018)
  • CF30 Customer (2 Jul 2014 to 8 Dec 2019)
• Ian Frederick Barnes

  IRN IFB00007

  • CF1 Director (4 Apr 2012 to 14 Oct 2016)
  • CF3 Chief Executive (4 Apr 2012 to 14 Oct 2016)
• James Edward Mortimer

  IRN JEM01101

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (9 Oct 2017 to 8 Dec 2019)
• Jayalakshmi Sundaresan

  IRN JXS04261

  • SMF3 Executive Director (since 1 Sep 2025)
• Jean-Luc Seidenberg

  IRN JXS01611

  • [FCA CF] Material risk taker (since 20 Aug 2020)
  • [FCA CF] Client dealing (since 20 Aug 2020)
  • [FCA CF] Manager of certification employee (since 20 Aug 2020)
  • CF30 Customer (5 Jun 2014 to 8 Dec 2019)
• Jingyi Josie Liao

  IRN JXL00925

  • SMF18 Other Overall Responsibility (12 May 2025 to 28 Jan 2026)
• Johann Eleanor Parkhill

  IRN JEP01184

  • CF10a CASS Oversight function (4 Oct 2016 to 30 May 2017)
• John Charles Stannard

  IRN JCS01065

  • SMF14 Senior Independent Director (9 Dec 2019 to 30 Jun 2022)
  • CF2 Non Executive Director (8 May 2018 to 8 Dec 2019)
• John Christopher Harrison

  IRN JCH00033

  • CF1 Director (13 Oct 2005 to 23 Dec 2009)

No changes recorded yet.