Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF18 Other Overall Responsibility (3 Jul 2023 to 3 Jun 2024)
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- CF10a CASS Oversight function (23 Oct 2019 to 8 Dec 2019)
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- CF10a CASS Oversight function (4 Oct 2016 to 30 May 2017)
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- CF10a CASS Oversight function (4 Oct 2016 to 30 May 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.