Fundment Limited

• Principal Place of Business

  Fundment

  Epatra House 58-60

  Berners Street

  London

  Westminster

  W1T 3NQ

  UNITED KINGDOM

  Phone

  +4402036379210

  Web

  http://www.fundment.com

• Complaints Contact

  Fundment

  Epatra House 58-60

  Berners Street

  London

  Westminster

  W1T 3NQ

  UNITED KINGDOM

  Phone

  +442036379210

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Booker

  IRN CXB02043

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (23 Oct 2017 to 8 Dec 2019)
  • CF30 Customer (23 Oct 2017 to 8 Dec 2019)
• Duncan Rainnie Mackay

  IRN DRM01187

  • 14. Managing investments
  • [FCA CF] Material risk taker (since 19 Aug 2024)
  • [FCA CF] Client dealing (since 19 Aug 2024)
  • [FCA CF] Functions requiring qualifications (since 19 Aug 2024)
• Johann Eleanor Parkhill

  IRN JEP01184

  • CF10a CASS Oversight function (23 Oct 2019 to 8 Dec 2019)
• Martin Nicolas Herriot

  IRN MNH01039

  • SMF16 Compliance Oversight (9 Dec 2019 to 10 Aug 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Aug 2020)
  • CF11 Money Laundering Reporting (7 Apr 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (7 Apr 2016 to 8 Dec 2019)
• Olalekan Abdul

  IRN OXA01224

  • 14. Managing investments
  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Functions requiring qualifications (since 19 Aug 2024)
  • [FCA CF] Manager of certification employee (since 19 Aug 2024)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (7 Apr 2016 to 8 Dec 2019)
  • CF3 Chief Executive (7 Apr 2016 to 8 Dec 2019)
  • CF1 Director (7 Apr 2016 to 8 Dec 2019)
• Peter Anthony Christmas Samengo-Turner

  IRN PAS01333

  • CF2 Non Executive Director (7 Apr 2016 to 1 Nov 2017)
• Terry Paul O'Leary

  IRN TPO01015

  • CF1 Director (7 Apr 2016 to 26 Oct 2017)
• Tyler James Woollard

  IRN TJW01145

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Jul 2020)
  • SMF16 Compliance Oversight (since 31 Jul 2020)

No changes recorded yet.