Martin Nicolas Herriot

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capital Dynamics Limited (no longer approved here)

    FRN 141829

    • SMF17 Money Laundering Reporting Officer (MLRO) (18 May 2021 to 25 Aug 2022)
    • CF10 Compliance Oversight (20 Oct 2017 to 6 Aug 2018)
    • CF11 Money Laundering Reporting (20 Oct 2017 to 6 Aug 2018)
  • Fundment Limited (no longer approved here)

    FRN 732727

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Aug 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Aug 2020)
    • CF10 Compliance Oversight (7 Apr 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Apr 2016 to 8 Dec 2019)
  • INDOS FINANCIAL LIMITED (no longer approved here)

    FRN 602528

    • CF11 Money Laundering Reporting (28 Sep 2016 to 3 Jan 2017)
    • CF10 Compliance Oversight (29 Jan 2015 to 31 Jan 2016)
  • Oakstone Merchant Bank Limited (no longer approved here)

    FRN 579294

    • CF1 Director (17 Jul 2012 to 13 Oct 2017)
    • CF30 Customer (17 Jul 2012 to 13 Oct 2017)
    • CF10 Compliance Oversight (17 Jul 2012 to 13 Oct 2017)
    • CF11 Money Laundering Reporting (17 Jul 2012 to 13 Oct 2017)

Recent activity

Updates to this individual's record on the FCA register.

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