Capital Dynamics Limited

• Principal Place of Business

  St. Martins House

  16 St. Martin's Le Grand

  London

  City Of London

  EC1A 4EN

  UNITED KINGDOM

  Phone

  +442072970200

  Web

  https://www.capdyn.com

• Complaints Contact

  St. Martins House

  16 St. Martin's Le Grand

  London

  City Of London

  EC1A 4EN

  UNITED KINGDOM

  Phone

  +442072970200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Amanda Sook Tonsgaard

  IRN AST01036

  • CF30 Customer (31 Mar 2008 to 30 Sep 2010)
• Andrea Mazzaferro

  IRN AXM05219

  • [FCA CF] Material risk taker (since 21 Jun 2023)
• Andrew Glenn Bernstein

  IRN AXB00654

  • [FCA CF] Material risk taker (since 26 Mar 2021)
  • [FCA CF] Client dealing (since 26 Mar 2021)
• Andrew Laurie Beaton

  IRN ALB01058

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (7 Mar 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (7 Mar 2007 to 31 Oct 2007)
• Andrzej Plichta

  IRN AXP02288

  • CF30 Customer (6 Feb 2017 to 8 Dec 2019)
• Angela Jayne Willetts

  IRN AJW01310

  • CF1 Director (6 Apr 2016 to 9 Aug 2019)
  • CF30 Customer (1 Nov 2007 to 9 Aug 2019)
  • CF11 Money Laundering Reporting (17 Feb 2005 to 20 Nov 2007)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF10 Compliance Oversight (1 Dec 2001 to 1 May 2003)
• Aron David Victor Brown

  IRN ADB01225

  • SMF17 Money Laundering Reporting Officer (MLRO) (25 Aug 2022 to 28 Mar 2025)
• Barnaby Alistair Coles

  IRN BAC01108

  • [FCA CF] Material risk taker (since 26 Mar 2021)
  • [FCA CF] Client dealing (since 26 Mar 2021)
  • CF30 Customer (11 Feb 2016 to 8 Dec 2019)
• Benjamin Wiseman

  IRN BXW07151

  • [FCA CF] Material risk taker (26 Mar 2021 to 28 Apr 2023)
• Caroline Gill

  IRN CXH01734

  • CF11 Money Laundering Reporting (1 Mar 2012 to 24 Jan 2013)
  • CF10 Compliance Oversight (1 Mar 2012 to 23 Jan 2013)

No changes recorded yet.