Capital Dynamics Limited

• Principal Place of Business

  St. Martins House

  16 St. Martin's Le Grand

  London

  City Of London

  EC1A 4EN

  UNITED KINGDOM

  Phone

  +442072970200

  Web

  https://www.capdyn.com

• Complaints Contact

  St. Martins House

  16 St. Martin's Le Grand

  London

  City Of London

  EC1A 4EN

  UNITED KINGDOM

  Phone

  +442072970200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carolyn Skuce

  IRN CXW01550

  • [FCA CF] Material risk taker (26 Mar 2021 to 31 Dec 2025)
  • [FCA CF] Client dealing (26 Mar 2021 to 31 Dec 2025)
  • CF30 Customer (10 Dec 2008 to 8 Dec 2019)
• Catherine Cressida Nnyanzi

  IRN CCN01025

  • SMF16 Compliance Oversight (9 Dec 2019 to 9 Feb 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Feb 2021)
  • CF10 Compliance Oversight (3 Aug 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Aug 2018 to 8 Dec 2019)
• Christophe Rouvinez

  IRN CXR01340

  • CF27 Investment Management (20 Feb 2007 to 30 Jun 2007)
  • CF21 Investment Adviser (20 Feb 2007 to 30 Jun 2007)
• Christopher William Shea

  IRN CWS01015

  • CF1 Director (3 Feb 2005 to 14 Feb 2005)
• Claire Adele Parlor

  IRN CAP01150

  • CF30 Customer (20 Aug 2014 to 8 Dec 2019)
• Constantinos Economou

  IRN CXE01246

  • [FCA CF] Client dealing (26 Mar 2021 to 3 Mar 2025)
  • [FCA CF] Material risk taker (26 Mar 2021 to 3 Mar 2025)
  • CF30 Customer (28 Jan 2013 to 8 Dec 2019)
• Dario Bertagna

  IRN DXB01973

  • [FCA CF] Material risk taker (since 26 Mar 2021)
  • [FCA CF] Client dealing (since 26 Mar 2021)
  • CF30 Customer (23 Feb 2017 to 8 Dec 2019)
• David Arthur Smith

  IRN DAS01146

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (15 Mar 2007 to 31 Oct 2007)
  • CF1 Director (15 Mar 2007 to 7 Sep 2011)
  • CF27 Investment Management (15 Mar 2007 to 31 Oct 2007)
• David Joseph Bagley

  IRN DJB01338

  • CF11 Money Laundering Reporting (27 Jan 2009 to 10 May 2009)
  • CF30 Customer (1 Nov 2007 to 10 May 2009)
  • CF28 Systems and controls (1 Nov 2007 to 10 May 2009)
  • CF1 Director (5 Mar 2007 to 10 May 2009)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
• David Mark Holland Huyton

  IRN DMH01090

  • CF1 Director (10 Jan 2005 to 14 Feb 2005)

No changes recorded yet.