David Arthur Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capital Dynamics Limited (no longer approved here)

    FRN 141829

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (15 Mar 2007 to 7 Sep 2011)
    • CF21 Investment Adviser (15 Mar 2007 to 31 Oct 2007)
    • CF27 Investment Management (15 Mar 2007 to 31 Oct 2007)
  • GE Vernova Financial Services Limited (no longer approved here)

    FRN 194522

    • CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.