Date authorised
1 April 2013
Companies House
02215798
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. Martins House
    16 St. Martin's Le Grand
    London
    City Of London
    EC1A 4EN
    UNITED KINGDOM
    Phone
    +442072970200
  • Complaints Contact

    St. Martins House
    16 St. Martin's Le Grand
    London
    City Of London
    EC1A 4EN
    UNITED KINGDOM
    Phone
    +442072970200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Georgios Georgiou

    IRN GXG01470

    • CF1 Director (4 Feb 2013 to 16 May 2016)
  • Georgios Georgiou

    IRN GXG00111

    • [FCA CF] Material risk taker (since 26 Mar 2021)
  • Gintare Briola

    IRN GXB00648

    • [FCA CF] Material risk taker (since 26 Mar 2025)
    • [FCA CF] Client dealing (since 26 Mar 2025)
  • Grant Haggith

    IRN GXH01297

    • CF2 Non Executive Director (1 Dec 2001 to 17 Apr 2003)
  • Harald Zeiter

    IRN HXZ20490

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (29 Nov 2019 to 8 Dec 2019)
  • Helen Rosemarie Lais

    IRN HXL00197

    • [FCA CF] Material risk taker (since 21 Jun 2023)
  • Hina Ahmad

    IRN HXA00082

    • [FCA CF] Material risk taker (since 26 Mar 2021)
  • Huw Thompson

    IRN HXT01154

    • CF10 Compliance Oversight (20 Nov 2007 to 31 Dec 2008)
    • CF11 Money Laundering Reporting (20 Nov 2007 to 31 Dec 2008)
  • Jacqueline Horton

    IRN JXH01347

    • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Janice Lynn Mende

    IRN JLM01213

    • CF30 Customer (4 Jul 2014 to 9 Feb 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.