Capital Dynamics Limited

• Principal Place of Business

  St. Martins House

  16 St. Martin's Le Grand

  London

  City Of London

  EC1A 4EN

  UNITED KINGDOM

  Phone

  +442072970200

  Web

  https://www.capdyn.com

• Complaints Contact

  St. Martins House

  16 St. Martin's Le Grand

  London

  City Of London

  EC1A 4EN

  UNITED KINGDOM

  Phone

  +442072970200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Janice Meston

  IRN JXM02666

  • CF10 Compliance Oversight (27 Jan 2009 to 9 Mar 2012)
• Jens Jacob Ernberg

  IRN JJE01040

  • CF30 Customer (29 Mar 2018 to 8 Dec 2019)
• Jens Jacob Ernberg

  IRN JXE00131

  • [FCA CF] Client dealing (26 Mar 2021 to 30 Dec 2025)
  • [FCA CF] Material risk taker (26 Mar 2021 to 30 Dec 2025)
• Jillian Beattie MacNab

  IRN JBM01123

  • CF10 Compliance Oversight (23 Jan 2013 to 9 Aug 2013)
• Jochen Mende

  IRN JXM03247

  • CF30 Customer (7 Jul 2014 to 15 Jun 2018)
• John McCrory

  IRN JXM01486

  • CF3 Chief Executive (1 Dec 2001 to 28 Dec 2004)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 28 Dec 2004)
  • CF27 Investment Management (1 Dec 2001 to 28 Dec 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2004)
• John William Breckenridge

  IRN JWB01197

  • CF30 Customer (8 Dec 2014 to 8 Dec 2019)
• Joseph Brindis Marks

  IRN JXM00693

  • [FCA CF] Material risk taker (since 26 Mar 2021)
  • [FCA CF] Client dealing (since 26 Mar 2021)
• KLAUS GIERLING

  IRN KXG01388

  • CF30 Customer (1 Jan 2013 to 8 Dec 2019)
• Kate Margaret Goodall

  IRN KMG01042

  • CF30 Customer (19 Mar 2008 to 31 Jul 2008)

No changes recorded yet.