Capital Dynamics Limited

• Principal Place of Business

  St. Martins House

  16 St. Martin's Le Grand

  London

  City Of London

  EC1A 4EN

  UNITED KINGDOM

  Phone

  +442072970200

  Web

  https://www.capdyn.com

• Complaints Contact

  St. Martins House

  16 St. Martin's Le Grand

  London

  City Of London

  EC1A 4EN

  UNITED KINGDOM

  Phone

  +442072970200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Katharin Lichtner

  IRN KXL01214

  • CF30 Customer (1 Nov 2007 to 31 Dec 2015)
  • CF27 Investment Management (20 Feb 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (20 Feb 2007 to 31 Oct 2007)
  • CF1 Director (16 Feb 2005 to 31 Jan 2013)
• Laurence Richard O'Connell

  IRN LRO01003

  • CF2 Non Executive Director (3 Mar 2003 to 14 Feb 2005)
• Liam Rory Earley

  IRN LRE01000

  • CF27 Investment Management (1 Dec 2001 to 1 Feb 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2004)
• MARKUS LANGNER

  IRN MXL01961

  • CF30 Customer (1 Jan 2013 to 8 Dec 2019)
• Marc Francois Claude Dentand

  IRN MFD01023

  • CF2 Non Executive Director (16 Dec 2002 to 6 May 2004)
• Marc Lutgen

  IRN MXL01664

  • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
  • CF27 Investment Management (12 Oct 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (12 Oct 2007 to 31 Oct 2007)
• Marcus Bischoff

  IRN MXB02380

  • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
  • CF27 Investment Management (23 Oct 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (23 Oct 2007 to 31 Oct 2007)
• Mark Anthony Drugan

  IRN MAD01075

  • [FCA CF] Client dealing (26 Mar 2021 to 31 Jul 2022)
  • [FCA CF] Material risk taker (26 Mar 2021 to 31 Jul 2022)
  • CF1 Director (10 Feb 2012 to 31 Mar 2017)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Martin Gillis Hahn

  IRN MXH00481

  • [FCA CF] Material risk taker (since 26 Mar 2021)
• Martin Nicolas Herriot

  IRN MNH01039

  • SMF17 Money Laundering Reporting Officer (MLRO) (18 May 2021 to 25 Aug 2022)
  • CF11 Money Laundering Reporting (20 Oct 2017 to 6 Aug 2018)
  • CF10 Compliance Oversight (20 Oct 2017 to 6 Aug 2018)

No changes recorded yet.