Capital Dynamics Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. Martins House16 St. Martin's Le GrandLondonCity Of LondonEC1A 4ENUNITED KINGDOM- Phone
- +442072970200
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Complaints Contact
St. Martins House16 St. Martin's Le GrandLondonCity Of LondonEC1A 4ENUNITED KINGDOM- Phone
- +442072970200
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Mauro Alois Pfister
IRN MXP09874
- [FCA CF] Material risk taker (since 26 Mar 2021)
- [FCA CF] Client dealing (since 26 Mar 2021)
- CF30 Customer (1 Jan 2019 to 8 Dec 2019)
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Mukul Sharma
IRN MXS04139
- SMF3 Executive Director (since 6 Nov 2025)
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Nathan Gelber
IRN NXG01133
- CF2 Non Executive Director (1 Dec 2001 to 17 Apr 2003)
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Nicholas John Wood
IRN NJW01075
- CF2 Non Executive Director (3 Mar 2003 to 27 Feb 2004)
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Nicolas Peter Mueller
IRN NPM01038
- CF2 Non Executive Director (8 Jan 2003 to 17 Apr 2003)
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Olav Konig
IRN ORK01001
- CF30 Customer (1 Nov 2007 to 12 Oct 2011)
- CF27 Investment Management (21 Oct 2005 to 31 Oct 2007)
- CF21 Investment Adviser (21 Oct 2005 to 31 Oct 2007)
- CF8 Apportionment and Oversight (21 Jan 2005 to 31 Oct 2007)
- CF3 Chief Executive (4 Jan 2005 to 12 Oct 2011)
- CF1 Director (4 Jan 2005 to 12 Oct 2011)
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Oliver Schumann
IRN OXS00048
- [FCA CF] Material risk taker (since 26 Mar 2021)
- [FCA CF] Client dealing (since 26 Mar 2021)
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Paul Andrew James Wood
IRN PAW01241
- SMF3 Executive Director (5 Nov 2024 to 30 Sep 2025)
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Paul Joseph Colatrella
IRN PJC01438
- CF30 Customer (3 Jul 2018 to 8 Dec 2019)
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Paul Michael Whitney
IRN PMW01063
- CF2 Non Executive Director (1 Dec 2001 to 28 Dec 2004)
- CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2004)
- CF27 Investment Management (1 Dec 2001 to 28 Dec 2004)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.