Date authorised
1 April 2013
Companies House
02215798
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. Martins House
    16 St. Martin's Le Grand
    London
    City Of London
    EC1A 4EN
    UNITED KINGDOM
    Phone
    +442072970200
  • Complaints Contact

    St. Martins House
    16 St. Martin's Le Grand
    London
    City Of London
    EC1A 4EN
    UNITED KINGDOM
    Phone
    +442072970200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mauro Alois Pfister

    IRN MXP09874

    • [FCA CF] Material risk taker (since 26 Mar 2021)
    • [FCA CF] Client dealing (since 26 Mar 2021)
    • CF30 Customer (1 Jan 2019 to 8 Dec 2019)
  • Mukul Sharma

    IRN MXS04139

    • SMF3 Executive Director (since 6 Nov 2025)
  • Nathan Gelber

    IRN NXG01133

    • CF2 Non Executive Director (1 Dec 2001 to 17 Apr 2003)
  • Nicholas John Wood

    IRN NJW01075

    • CF2 Non Executive Director (3 Mar 2003 to 27 Feb 2004)
  • Nicolas Peter Mueller

    IRN NPM01038

    • CF2 Non Executive Director (8 Jan 2003 to 17 Apr 2003)
  • Olav Konig

    IRN ORK01001

    • CF30 Customer (1 Nov 2007 to 12 Oct 2011)
    • CF27 Investment Management (21 Oct 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (21 Oct 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (21 Jan 2005 to 31 Oct 2007)
    • CF3 Chief Executive (4 Jan 2005 to 12 Oct 2011)
    • CF1 Director (4 Jan 2005 to 12 Oct 2011)
  • Oliver Schumann

    IRN OXS00048

    • [FCA CF] Material risk taker (since 26 Mar 2021)
    • [FCA CF] Client dealing (since 26 Mar 2021)
  • Paul Andrew James Wood

    IRN PAW01241

    • SMF3 Executive Director (5 Nov 2024 to 30 Sep 2025)
  • Paul Joseph Colatrella

    IRN PJC01438

    • CF30 Customer (3 Jul 2018 to 8 Dec 2019)
  • Paul Michael Whitney

    IRN PMW01063

    • CF2 Non Executive Director (1 Dec 2001 to 28 Dec 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2004)
    • CF27 Investment Management (1 Dec 2001 to 28 Dec 2004)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.