Nicholas John Wood

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Resonance Asset Management Limited

    FRN 627897

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF3 Chief Executive (5 Dec 2014 to 8 Dec 2019)
    • CF1 Director (5 Dec 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Dec 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Dec 2014 to 8 Dec 2019)
    • CF30 Customer (5 Dec 2014 to 8 Dec 2019)
  • Fidante Partners Europe Limited (no longer approved here)

    FRN 195456

    • CF30 Customer (20 Feb 2012 to 10 Aug 2012)
  • Eqate Limited (no longer approved here)

    FRN 458402

    • CF2 Non Executive Director (2 Jan 2007 to 30 Jan 2009)
  • Capital Dynamics Limited (no longer approved here)

    FRN 141829

    • CF2 Non Executive Director (3 Mar 2003 to 27 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.