Resonance Asset Management Limited

Date authorised
5 December 2014
Companies House
09028327
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6 - 16 Huntsworth Mews
    London
    NW1 6DD
    UNITED KINGDOM
    Phone
    +4407968725543
    Web
    https://www.resonance.fund

  • Complaints Contact

    6 - 16 Huntsworth Mews
    London
    NW1 6DD
    UNITED KINGDOM
    Phone
    +4402045532602

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ana Lisa Haurie-Kilmartin

    IRN ALH01051

    • CF2 Non Executive Director (5 Dec 2014 to 21 Jan 2016)
  • Catherine Maree Hales

    IRN CMH01200

    • CF2 Non Executive Director (16 Dec 2016 to 20 Nov 2018)
  • Christoph Waltenspul

    IRN CXW01564

    • CF30 Customer (18 May 2015 to 28 Oct 2015)
  • James Munce

    IRN JXM02759

    • CF1 Director (10 Dec 2018 to 30 Apr 2019)
  • Lydia Vitalyevna Whyatt

    IRN LVW01001

    • CF30 Customer (12 Oct 2015 to 8 Dec 2019)
  • Melanie Jayne Herbert

    IRN MXH01391

    • CF30 Customer (1 Oct 2015 to 30 Nov 2017)
  • Nicholas John Wood

    IRN NJW01075

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF3 Chief Executive (5 Dec 2014 to 8 Dec 2019)
    • CF1 Director (5 Dec 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Dec 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Dec 2014 to 8 Dec 2019)
    • CF30 Customer (5 Dec 2014 to 8 Dec 2019)
  • Orlando Valentine Hilton

    IRN OVH01001

    • CF30 Customer (10 Jul 2017 to 8 Dec 2019)
  • Phillip William Peters

    IRN PWP01012

    • CF2 Non Executive Director (18 Feb 2016 to 16 Dec 2016)
  • Richard Duc Binh Banh

    IRN RDB01145

    • Director of firm who is not a certification employee or a SMF manager (since 5 Feb 2021)
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Recent activity

Updates to this firm's record on the FCA register.

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