Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (since 1 Jun 2020)
- [FCA CF] Manager of certification employee (since 1 Jun 2020)
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- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (22 Dec 2017 to 8 Dec 2019)
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- CF2 Non Executive Director (18 Feb 2016 to 16 Dec 2016)
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- CF1 Director (16 Feb 2016 to 16 Dec 2016)
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- CF30 Customer (8 Jan 2016 to 16 Dec 2016)
- CF3 Chief Executive (8 Jan 2016 to 16 Dec 2016)
- CF1 Director (24 Aug 2015 to 16 Dec 2016)
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- CF2 Non Executive Director (29 Jun 2015 to 16 Dec 2016)
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- CF1 Director (2 Jul 2014 to 16 Dec 2016)
- CF3 Chief Executive (22 Jun 2010 to 19 Dec 2012)
- CF30 Customer (8 Sep 2008 to 16 Dec 2016)
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- CF21 Investment Adviser (26 Apr 2002 to 10 Aug 2007)
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- CF21 Investment Adviser (26 Apr 2002 to 10 Aug 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 18 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.