Macquarie Investment Management Europe Limited

• Principal Place of Business

  Ropemaker Place

  28 Ropemaker Street

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +447785633067

  Web

  https://www.macquarie.com/uk/en.html

• Complaints Contact

  Ropemaker Place

  28 Ropemaker Street

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +447785633067

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• AMIT HEMANT THAKKAR

  IRN AHT01055

  • [FCA CF] Client dealing (since 27 Nov 2025)
  • [FCA CF] Manager of certification employee (since 27 Nov 2025)
• Adam David Larkin

  IRN ALL01040

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2020)
  • CF30 Customer (1 Jul 2019 to 8 Dec 2019)
• Adam Trevor Lygoe

  IRN ATL01028

  • [FCA CF] Manager of certification employee (9 Mar 2023 to 25 Jul 2025)
  • [FCA CF] Client dealing (28 Mar 2022 to 25 Jul 2025)
  • SMF3 Executive Director (7 Jan 2020 to 24 Mar 2022)
  • CF30 Customer (29 Oct 2019 to 8 Dec 2019)
• Aditi Dhawan

  IRN AXD00957

  • [FCA CF] Client dealing (since 4 Sep 2024)
• Aiden Sean Yates

  IRN ASY01012

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Jul 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Jul 2021)
  • CF30 Customer (1 Jul 2019 to 8 Dec 2019)
• Aima Forrester

  IRN AXF00530

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Jul 2024)
• Alastair James Yates

  IRN AJY01018

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (6 Nov 2019 to 8 Dec 2019)
• Alessandro Bronzin

  IRN AXB04334

  • [FCA CF] Manager of certification employee (since 12 Sep 2025)
  • [FCA CF] Client dealing (since 2 May 2024)
• Alexandre Clamen

  IRN AXC00036

  • [FCA CF] Manager of certification employee (since 22 Mar 2024)
  • [FCA CF] Client dealing (since 22 Mar 2024)
  • [FCA CF] Material risk taker (1 Apr 2023 to 21 Mar 2024)
  • SMF3 Executive Director (24 Nov 2020 to 21 Mar 2024)
  • [FCA CF] Client dealing (27 Apr 2020 to 24 Nov 2020)
• Alexandre Shu

  IRN AXS00339

  • [FCA CF] Client dealing (30 Mar 2020 to 14 Feb 2022)

No changes recorded yet.