Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (9 Mar 2023 to 25 Jul 2025)
- [FCA CF] Client dealing (28 Mar 2022 to 25 Jul 2025)
- SMF3 Executive Director (7 Jan 2020 to 24 Mar 2022)
- CF30 Customer (29 Oct 2019 to 8 Dec 2019)
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- [FCA CF] Client dealing (27 Jun 2022 to 25 Jul 2025)
- [FCA CF] Manager of certification employee (27 Jun 2022 to 25 Jul 2025)
- [FCA CF] Material risk taker (22 Jun 2022 to 31 Mar 2023)
- SMF3 Executive Director (7 Jan 2020 to 21 Jun 2022)
- CF30 Customer (7 Mar 2008 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 13 Nov 2007)
- CF21 Investment Adviser (23 May 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 2 May 2013)
- CF21 Investment Adviser (23 May 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.