CHALLENGER MANAGEMENT SERVICES (UK) LIMITED

• Principal Place of Business

  Bridge House

  Level 3, 181 Queen Victoria Street

  London

  EC4V 4EG

  UNITED KINGDOM

  Phone

  +442078320900

  Web

  https://www.challengerim.com.au

• Complaints Contact

  Bridge House

  Level 3, 181 Queen Victoria Street

  London

  EC4V 4EG

  UNITED KINGDOM

  Phone

  +442078320900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Richard Brown

  IRN AXB00487

  • SMF3 Executive Director (30 Sep 2022 to 3 Feb 2025)
• Adrian Robert Rader

  IRN AXR01849

  • CF11 Money Laundering Reporting (1 Nov 2016 to 8 Jan 2018)
  • CF10 Compliance Oversight (1 Nov 2016 to 8 Jan 2018)
• Alexander David Waller

  IRN ADW01089

  • CF30 Customer (8 Sep 2008 to 26 Jan 2015)
• Alexander James Young

  IRN AXY00132

  • [FCA CF] Client dealing (since 29 Apr 2025)
  • [FCA CF] Material risk taker (since 29 Apr 2025)
  • [PRA CF] Significant risk taker or Material risk taker (6 Jan 2025 to 29 Apr 2025)
• Brendan John O'Connor

  IRN BJO01024

  • CF1 Director (8 Sep 2008 to 28 Jan 2016)
• Brook Dines Kalkhoven

  IRN BDK01028

  • CF30 Customer (12 May 2018 to 7 Jun 2019)
• Catherine Maree Hales

  IRN CMH01200

  • CF30 Customer (16 Dec 2016 to 20 Nov 2018)
  • CF1 Director (16 Dec 2016 to 20 Nov 2018)
• Christopher Bruce Dowling

  IRN CXD01096

  • CF1 Director (8 Sep 2008 to 22 Nov 2013)
  • CF3 Chief Executive (8 Sep 2008 to 1 Jun 2010)
  • CF30 Customer (8 Sep 2008 to 22 Nov 2013)
• Christopher John Whitcombe

  IRN CJW01243

  • [PRA CF] Managing a material risk taker (since 12 Jul 2023)
  • [FCA CF] Client dealing (since 12 Jul 2023)
  • [FCA CF] Material risk taker (since 20 Jul 2021)
• David Allan Cubbin

  IRN DAC01258

  • SMF3 Executive Director (5 Jun 2020 to 27 Jun 2022)

No changes recorded yet.