Adrian Robert Rader

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ORION RIDGE CAPITAL LIMITED

    FRN 830294

    • [FCA CF] Significant management (since 1 Jan 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF1 Director (17 Jul 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Jul 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (17 Jul 2019 to 8 Dec 2019)
    • CF30 Customer (10 Jan 2019 to 8 Dec 2019)
  • One Global Market Limited

    FRN 769481

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (5 Oct 2017 to 8 Dec 2019)
    • CF1 Director (5 Oct 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Oct 2017 to 8 Dec 2019)
    • CF10a CASS Oversight function (5 Oct 2017 to 8 Dec 2019)
  • OTALA.MARKETS LTD (no longer approved here)

    FRN 744446

    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Jan 2025 to 24 Apr 2025)
    • SMF16 Compliance Oversight (24 Jan 2025 to 24 Apr 2025)
  • CHALLENGER MANAGEMENT SERVICES (UK) LIMITED (no longer approved here)

    FRN 478306

    • CF11 Money Laundering Reporting (1 Nov 2016 to 8 Jan 2018)
    • CF10 Compliance Oversight (1 Nov 2016 to 8 Jan 2018)
  • Fidante Partners Europe Limited (no longer approved here)

    FRN 195456

    • CF10 Compliance Oversight (22 Aug 2016 to 8 Jan 2018)
    • CF11 Money Laundering Reporting (22 Aug 2016 to 8 Jan 2018)
  • Stratos Markets Limited (no longer approved here)

    FRN 217689

    • CF11 Money Laundering Reporting (2 Dec 2008 to 3 Dec 2010)
    • CF10 Compliance Oversight (2 Dec 2008 to 3 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

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