OTALA.MARKETS LTD

• Principal Place of Business

  4th Floor

  One London wall

  London

  EC2Y 5EA

  UNITED KINGDOM

  Phone

  +442030970280

  Web

  https://www.otala.markets

• Complaints Contact

  4th Floor

  One London wall

  London

  EC2Y 5EA

  UNITED KINGDOM

  Phone

  +442030340058

• Financial Benchmarks

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Smith

  IRN AXS05617

  • [FCA CF] Client dealing (16 Oct 2025 to 23 Jan 2026)
• Adrian Robert Rader

  IRN AXR01849

  • SMF16 Compliance Oversight (24 Jan 2025 to 24 Apr 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (24 Jan 2025 to 24 Apr 2025)
• Adrien Khatchadourian

  IRN AXK48207

  • [FCA CF] Manager of certification employee (since 15 Jan 2024)
  • [FCA CF] Client dealing (since 1 Aug 2023)
• Alessandro Sannini

  IRN AXS04383

  • CF30 Customer (15 Jul 2016 to 16 Dec 2016)
  • CF1 Director (15 Jul 2016 to 16 Dec 2016)
• Alessandro Sparapan

  IRN AXS03577

  • CF30 Customer (6 Apr 2017 to 8 Dec 2019)
• Andrea Giannelli

  IRN AXG00376

  • [FCA CF] Client dealing (12 Oct 2020 to 8 Apr 2024)
• Andrew Jones

  IRN AXJ00308

  • [FCA CF] CASS oversight function (13 Apr 2022 to 15 Nov 2023)
• Antonio Maria De Negri

  IRN AMD01222

  • [FCA CF] Client dealing (since 8 Oct 2025)
  • Director of firm who is not a certification employee or a SMF manager (1 Nov 2023 to 8 Oct 2025)
  • SMF1 Chief Executive (8 Mar 2023 to 15 Nov 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 24 Apr 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Apr 2020)
  • SMF3 Executive Director (9 Dec 2019 to 15 Nov 2023)
  • CF11 Money Laundering Reporting (15 Jul 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (15 Jul 2016 to 8 Dec 2019)
  • CF1 Director (15 Jul 2016 to 8 Dec 2019)
  • CF30 Customer (15 Jul 2016 to 8 Dec 2019)
• Benjamin Chung Yan Leung

  IRN BCL01015

  • SMF3 Executive Director (since 13 Mar 2025)
  • [FCA CF] Material risk taker (since 2 May 2024)
  • [FCA CF] Manager of certification employee (since 2 May 2024)
  • [FCA CF] Client dealing (since 8 Sep 2023)
• Christian Matthew Pemberton

  IRN CMP01121

  • SMF3 Executive Director (9 Dec 2019 to 10 Aug 2020)
  • CF1 Director (30 Jan 2018 to 8 Dec 2019)
  • CF30 Customer (30 Jan 2018 to 8 Dec 2019)

• Kuros Associates Ltd (no longer appointed)

  FRN 807392 · Appointed 25 Apr 2018 · Until 12 May 2021 · Tied agent

No changes recorded yet.