Richard Duc Binh Banh

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ardea Investment Management (UK) Limited

    FRN 946482

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Nov 2021)
    • SMF3 Executive Director (since 22 Nov 2021)
    • SMF16 Compliance Oversight (since 22 Nov 2021)
  • Resonance Asset Management Limited

    FRN 627897

    • Director of firm who is not a certification employee or a SMF manager (since 5 Feb 2021)
  • Fidante Partners Europe Limited

    FRN 195456

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (19 Nov 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Jan 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Jan 2018 to 8 Dec 2019)
  • CHALLENGER MANAGEMENT SERVICES (UK) LIMITED

    FRN 478306

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (19 Nov 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Jan 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Jan 2018 to 8 Dec 2019)
  • PATRIZIA Infrastructure Ltd (no longer approved here)

    FRN 599417

    • Director of firm who is not a certification employee or a SMF manager (5 Feb 2021 to 1 Feb 2022)
    • CF2 Non Executive Director (3 Oct 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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