Ardea Investment Management (UK) Limited

• Principal Place of Business

  Level 1 1 Gresham Street

  London

  City Of London

  EC2V 7BX

  UNITED KINGDOM

  Phone

  +442078320956

  Web

  https://www.ardea.com.au

• Complaints Contact

  Level 1 1 Gresham Street

  London

  City Of London

  EC2V 7BX

  UNITED KINGDOM

  Phone

  +442078320900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Benjamin John Alexander

  IRN BXA00140

  • Director of firm who is not a certification employee or a SMF manager (3 Dec 2021 to 19 Jan 2026)
• Cameron David Shaw

  IRN CXS00436

  • [FCA CF] Significant management (since 10 Oct 2023)
  • [FCA CF] Manager of certification employee (since 10 Oct 2023)
  • [FCA CF] Material risk taker (since 12 Jul 2023)
  • [FCA CF] Client dealing (since 22 Mar 2022)
  • SMF3 Executive Director (since 22 Nov 2021)
  • [PRA CF] Managing a material risk taker (12 Jul 2023 to 10 Oct 2023)
• Gillian Evangeline Hinchliffe Jago

  IRN GEJ01024

  • [FCA CF] Client dealing (since 12 Jul 2023)
  • [FCA CF] Material risk taker (since 28 Sep 2022)
• Gopinath Karunakaran

  IRN GXK00297

  • Director of firm who is not a certification employee or a SMF manager (since 19 Jan 2026)
• Jessica Ellen Indge

  IRN JXI00086

  • [FCA CF] Material risk taker (since 1 May 2025)
  • [FCA CF] Client dealing (since 1 May 2025)
• Joseph Moloney

  IRN JXM03751

  • [FCA CF] Client dealing (since 20 Jan 2023)
  • [FCA CF] Material risk taker (since 20 Jan 2023)
• Mark Justin Pearce

  IRN MJP01360

  • [FCA CF] Client dealing (since 16 Jun 2023)
• Olivia Grace Shaw

  IRN OXS00124

  • [FCA CF] Client dealing (27 Oct 2023 to 29 Feb 2024)
  • [FCA CF] Material risk taker (15 Jun 2023 to 29 Feb 2024)
• Richard Duc Binh Banh

  IRN RDB01145

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Nov 2021)
  • SMF3 Executive Director (since 22 Nov 2021)
  • SMF16 Compliance Oversight (since 22 Nov 2021)
• Thomas Gordon Richard McFadyen

  IRN TXM00625

  • [FCA CF] Material risk taker (5 Feb 2025 to 13 Feb 2026)

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