Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ardea Investment Management (UK) Limited
FRN 946482
- [FCA CF] Manager of certification employee (since 10 Oct 2023)
- [FCA CF] Significant management (since 10 Oct 2023)
- [FCA CF] Material risk taker (since 12 Jul 2023)
- [FCA CF] Client dealing (since 22 Mar 2022)
- SMF3 Executive Director (since 22 Nov 2021)
- [PRA CF] Managing a material risk taker (12 Jul 2023 to 10 Oct 2023)
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- CF30 Customer (12 Nov 2021 to 18 Nov 2021)
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- Employed By (12 Nov 2021 to 18 Nov 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.