Date authorised
1 April 2013
Companies House
05873702
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1
    Kirkholme Gardens
    Northampton
    Northants
    NN5 6AE
    UNITED KINGDOM
    Phone
    +4401604753136
  • Complaints Contact

    1 Kirkholme Gardens
    Northampton
    Northamptonshire
    NN5 6AE
    UNITED KINGDOM
    Phone
    +4401604753136

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher John Charman

    IRN CJC01221

    • SMF3 Executive Director (since 25 Sep 2020)
  • Nicholas John Wood

    IRN NJW01075

    • CF2 Non Executive Director (2 Jan 2007 to 30 Jan 2009)
  • Nicholas Justin Morshead

    IRN NJM01143

    • SMF3 Executive Director (9 Dec 2019 to 11 May 2020)
    • CF1 Director (2 Jan 2007 to 8 Dec 2019)
  • Paul Anthony Addy

    IRN PAA01066

    • SMF3 Executive Director (9 Dec 2019 to 11 May 2020)
    • CF1 Director (2 Jan 2007 to 8 Dec 2019)
  • Philip John Edwards

    IRN PJE01060

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (3 Mar 2022 to 24 Apr 2023)
    • CF1 Director (2 Jan 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (2 Jan 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (2 Jan 2007 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • QPI Ltd (no longer appointed)

    FRN 947895 · Appointed 25 Mar 2021 · Until 30 Apr 2023

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.