Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Northlight Group LLP
FRN 506925
- SMF16 Compliance Oversight (since 8 Dec 2020)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (1 Oct 2014 to 8 Dec 2019)
- CF4 Partner (22 Apr 2013 to 8 Dec 2019)
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- CF2 Non Executive Director (10 Mar 2016 to 8 Dec 2019)
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- CF4 Partner (27 Apr 2009 to 30 Nov 2011)
- CF11 Money Laundering Reporting (27 Apr 2009 to 30 Nov 2011)
- CF10 Compliance Oversight (27 Apr 2009 to 30 Nov 2011)
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- CF2 Non Executive Director (8 Jan 2003 to 17 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.