Northlight Group LLP

• Principal Place of Business

  33 Glasshouse Street

  London

  W1B 5DG

  UNITED KINGDOM

  Phone

  +4402075189230

  Web

  https://www.northlight.co.uk

• Complaints Contact

  33 Glasshouse Street

  London

  W1B 5DG

  UNITED KINGDOM

  Phone

  +4402075189230

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Northlight Investment Services Limited

  IRN XXN01077

  • CF4 Partner (23 Oct 2014 to 1 Jan 2015)
• . Northlight Investment UK Limited

  IRN XXN01076

  • CF4 Partner (23 Oct 2014 to 1 Jan 2015)
• . TEIP Advisors (UK) Limited

  IRN XXT01066

  • CF4 Partner (2 Feb 2010 to 1 Jul 2014)
• Alaric Sang Hu

  IRN ASH01055

  • CF30 Customer (6 Aug 2015 to 1 Nov 2016)
• Alexander Ivanovitch

  IRN AXI01104

  • CF4 Partner (2 Feb 2010 to 1 Jul 2014)
  • CF30 Customer (2 Feb 2010 to 1 Jul 2014)
• Andrew Rudolph Louw

  IRN ARL01088

  • CF30 Customer (15 Apr 2013 to 6 Jun 2013)
  • CF4 Partner (15 Apr 2013 to 6 Jun 2013)
• Antonio Casari

  IRN AXC01481

  • [FCA CF] Manager of certification employee (since 28 Jul 2023)
  • [FCA CF] Significant management (since 28 Jul 2023)
  • CF30 Customer (23 Apr 2015 to 8 Dec 2019)
• Benjamin Joseph Jean Fagu

  IRN BJF01067

  • CF30 Customer (23 Apr 2015 to 28 Jun 2018)
• Benjamin Pourrat

  IRN BXP01175

  • CF30 Customer (9 May 2011 to 19 Mar 2013)
  • CF4 Partner (2 Feb 2010 to 19 Mar 2013)
• Charles Henri Lorthioir

  IRN CHL01035

  • SMF27 Partner (9 Dec 2019 to 3 Jul 2023)
  • CF30 Customer (15 Apr 2013 to 8 Dec 2019)
  • CF4 Partner (15 Apr 2013 to 8 Dec 2019)

No changes recorded yet.